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<#
Tests the audit cmdlets of the module built in NTFSSecurity\bin\Release on files in a sandbox folder. Reading
and changing audit entries needs the Security privilege; tests that need it skip without it and run in CI,
whose runners are elevated.
#>
[Diagnostics.CodeAnalysis.SuppressMessageAttribute(
'PSUseDeclaredVarsMoreThanAssignments', '', Justification = 'Pester shares variables between blocks.'
)]
param ()
BeforeDiscovery {
Import-Module -Name (Join-Path -Path $PSScriptRoot -ChildPath 'TestHelpers.psm1') -Force
$canReadAudit = Test-PrivilegeHeld -Name 'SeSecurityPrivilege'
# Assigning an owner other than the user or one of its groups needs the Restore privilege.
$canAssignAnyOwner = Test-PrivilegeHeld -Name 'SeRestorePrivilege'
}
BeforeAll {
Import-Module -Name (Join-Path -Path $PSScriptRoot -ChildPath 'TestHelpers.psm1') -Force
$modulePath = Join-Path -Path $PSScriptRoot -ChildPath '..\NTFSSecurity\bin\Release\NTFSSecurity.psd1'
Import-Module -Name $modulePath -Force -ErrorAction Stop
$sandbox = New-TestSandbox -Name 'Audit'
Push-Location -LiteralPath $sandbox
$privateData = (Get-Module -Name NTFSSecurity).PrivateData
$enablePrivileges = $privateData['EnablePrivileges']
$sidType = [System.Security.Principal.SecurityIdentifier]
# An owner that the user can assign only with the Restore privilege
$trustedInstaller = 'S-1-5-80-956008885-3418522649-1831038044-1853292631-2271478464'
function Get-RestorePrivilegeState {
(Get-Privileges | Where-Object -Property Privilege -EQ -Value 'Restore').PrivilegeState
}
}
AfterAll {
$privateData['EnablePrivileges'] = $enablePrivileges
Pop-Location
Remove-TestSandbox -Sandbox $sandbox
Remove-Module -Name NTFSSecurity -Force -ErrorAction SilentlyContinue
}
Describe 'Get-NTFSAudit' {
Context 'When the audit entries cannot be read' {
It 'Should write an error without the Security privilege instead of returning nothing' -Skip:$canReadAudit {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'NoPrivilege'
$entries = @(Get-NTFSAudit -Path $file -ErrorVariable auditErrors -ErrorAction SilentlyContinue)
$entries | Should -BeNullOrEmpty
$auditErrors | Should -HaveCount 1
$auditErrors[0].FullyQualifiedErrorId | Should -BeLike 'ReadSecurityError,*'
}
It 'Should write an error for a security descriptor that was read without the audit entries' {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'AccessOnly'
$sd = New-Object -TypeName 'Security2.FileSystemSecurity2' -ArgumentList (
(Get-Item2 -Path $file), [System.Security.AccessControl.AccessControlSections]::Access
)
$entries = @(Get-NTFSAudit -SecurityDescriptor $sd -ErrorVariable auditErrors -ErrorAction SilentlyContinue)
$entries | Should -BeNullOrEmpty
$auditErrors | Should -HaveCount 1
$auditErrors[0].FullyQualifiedErrorId | Should -BeLike 'ReadSecurityError,*'
}
}
Context 'When a path fails after a path with audit entries' {
# Before 5.0.0, the cmdlet wrote the entries of the previous item again for the failing path. In CI, the deny
# entry made the original implementation, which also read the DACL, fail for the second path. The current one
# reads only the SACL, which the deny entry doesn't block; Access.Tests.ps1 guards the same loop fix in
# Get-NTFSAccess with a read that fails without elevation.
It 'Should return the entries of the first item once' -Skip:(-not $canReadAudit) {
$folder = New-TestSandboxItem -Sandbox $sandbox -Name 'Audited' -Directory
$denied = New-TestSandboxItem -Sandbox $sandbox -Name 'Denied'
Add-NTFSAudit -Path $folder -Account 'Everyone' -AccessRights Delete -AuditFlags Success
Block-TestReadPermission -Sandbox $sandbox -Path $denied
$entries = @(Get-NTFSAudit -Path $folder, $denied -ExcludeInherited -ErrorAction SilentlyContinue)
@($entries | Where-Object -Property FullName -EQ -Value $folder) | Should -HaveCount 1
}
}
}
Describe 'Add-NTFSAudit' {
Context 'Positional parameters' {
It 'Should take -Account at position 2 and -AccessRights at position 3 in the <_> parameter set' -ForEach @(
'PathSimple', 'PathComplex', 'SDSimple', 'SDComplex'
) {
$parameterSet = (Get-Command -Name Add-NTFSAudit).ParameterSets | Where-Object -Property Name -EQ -Value $_
$positions = @{}
$parameterSet.Parameters | Where-Object -Property Position -GE -Value 0 | ForEach-Object -Process {
$positions[$_.Name] = $_.Position
}
$positions['Account'] | Should -Be 2
$positions['AccessRights'] | Should -Be 3
}
It 'Should bind an account and access rights that are passed by position' {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'Positional'
$sd = Get-NTFSSecurityDescriptor -Path $file
Add-NTFSAudit -SecurityDescriptor $sd 'Everyone' 'ReadData' -InheritanceFlags None -PropagationFlags None -ErrorAction Stop
$rules = $sd.SecurityDescriptor.GetAuditRules($true, $false, [System.Security.Principal.SecurityIdentifier])
@($rules | Where-Object -FilterScript { $_.IdentityReference.Value -eq 'S-1-1-0' }) | Should -HaveCount 1
}
}
Context 'With -PassThru' {
It 'Should return the audit entries of a security descriptor, not its access entries' {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'PassThru'
$sd = Get-NTFSSecurityDescriptor -Path $file
$result = @(Add-NTFSAudit -SecurityDescriptor $sd -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None -PassThru)
$result | Should -Not -BeNullOrEmpty
$result | ForEach-Object -Process { $_ | Should -BeOfType [Security2.FileSystemAuditRule2] }
@($result | Where-Object -FilterScript { $_.Account.Sid -eq 'S-1-1-0' }) | Should -HaveCount 1
}
It 'Should report the inheritance of the audit entries in InheritanceEnabled, not that of the access entries' {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'AuditProtected'
$sd = Get-NTFSSecurityDescriptor -Path $file
$sd.SecurityDescriptor.SetAuditRuleProtection($true, $false)
$result = @(Add-NTFSAudit -SecurityDescriptor $sd -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None -PassThru)
$sd.SecurityDescriptor.AreAccessRulesProtected | Should -BeFalse
$result | Should -Not -BeNullOrEmpty
$result | ForEach-Object -Process { $_.InheritanceEnabled | Should -BeFalse }
}
}
Context 'When the item has an owner that the user cannot assign' {
BeforeAll {
$privateData['EnablePrivileges'] = $false
}
AfterAll {
$privateData['EnablePrivileges'] = $enablePrivileges
}
# Before 5.0.0-rc3, the cmdlet wrote the unchanged owner back, which Windows refuses without the Restore
# privilege (#34).
It 'Should add the audit entry and keep the owner' -Skip:(-not ($canReadAudit -and $canAssignAnyOwner)) {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'OtherOwner'
Set-TestOwner -Sandbox $sandbox -Path $file -Sid $trustedInstaller
Get-RestorePrivilegeState | Should -Be 'Disabled'
Add-NTFSAudit -Path $file -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None -ErrorVariable addErrors -ErrorAction SilentlyContinue
$addErrors | Should -BeNullOrEmpty
(Get-Acl -LiteralPath $file).GetOwner($sidType).Value | Should -Be $trustedInstaller
@(Get-NTFSAudit -Path $file -ExcludeInherited) | Should -HaveCount 1
}
}
Context 'With inherited access entries' {
# Before 5.0.0-rc3, the cmdlet also read and wrote the DACL. Read together with the SACL, the inherited entries
# of a DACL without the auto-inherit flag lose their inherited flag when the folder has no SACL, and the cmdlet
# wrote them back as explicit copies.
It 'Should leave the access entries unchanged' -Skip:(-not $canReadAudit) {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'Inherited'
Assert-TestSandboxPath -Sandbox $sandbox -Path $file
$inheritedCount = @((Get-Acl -LiteralPath $file).GetAccessRules($false, $true, $sidType)).Count
$inheritedCount | Should -BeGreaterThan 0
Add-NTFSAudit -Path $file -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None
$acl = Get-Acl -LiteralPath $file
@($acl.GetAccessRules($true, $false, $sidType)) | Should -BeNullOrEmpty
@($acl.GetAccessRules($false, $true, $sidType)) | Should -HaveCount $inheritedCount
}
}
}
Describe 'Get-NTFSOrphanedAudit' {
BeforeAll {
$orphanedFile = New-TestSandboxItem -Sandbox $sandbox -Name 'OrphanedAudit'
}
# Before 5.0.0, the cmdlet wrote the entries of an item as one collection and ignored -Account.
It 'Should return one object per entry whose account cannot be resolved' -Skip:(-not $canReadAudit) {
foreach ($sid in 'S-1-5-21-1-2-3-1001', 'S-1-5-21-1-2-3-1002') {
Add-NTFSAudit -Path $orphanedFile -Account $sid -AccessRights ReadData -InheritanceFlags None -PropagationFlags None
}
$result = @(Get-NTFSOrphanedAudit -Path $orphanedFile)
$result | Should -HaveCount 2
$result | ForEach-Object -Process { $_ | Should -BeOfType [Security2.FileSystemAuditRule2] }
}
It 'Should return only the entries of -Account' -Skip:(-not $canReadAudit) {
$result = @(Get-NTFSOrphanedAudit -Path $orphanedFile -Account 'S-1-5-21-1-2-3-1002')
$result | Should -HaveCount 1
}
}
Describe 'Remove-NTFSAudit' {
Context 'When a path does not exist' {
BeforeAll {
$missing = Join-Path -Path $sandbox -ChildPath 'Missing.txt'
}
# Before 5.0.0, the cmdlet went on with the missing item and wrote a second, misleading RemoveAceError.
It 'Should write only the read error' {
Remove-NTFSAudit -Path $missing -Account 'Everyone' -AccessRights ReadData -ErrorVariable removeErrors -ErrorAction SilentlyContinue
$removeErrors | Should -HaveCount 1
$removeErrors[0].FullyQualifiedErrorId | Should -BeLike 'ReadFileError,*'
}
It 'Should not stop with -PassThru' {
{ Remove-NTFSAudit -Path $missing -Account 'Everyone' -AccessRights ReadData -PassThru -ErrorAction SilentlyContinue } |
Should -Not -Throw
}
}
Context 'With -RemoveSpecific' {
BeforeEach {
$removeFolder = New-TestSandboxItem -Sandbox $sandbox -Name 'RemoveSpecific' -Directory
$sd = Get-NTFSSecurityDescriptor -Path $removeFolder
Add-NTFSAudit -SecurityDescriptor $sd -Account 'Everyone' -AccessRights Modify
function Get-EveryoneAuditRule {
$sd.SecurityDescriptor.GetAuditRules($true, $false, [System.Security.Principal.SecurityIdentifier]) |
Where-Object -FilterScript { $_.IdentityReference.Value -eq 'S-1-1-0' }
}
}
It 'Should keep an audit entry that does not match exactly' {
Remove-NTFSAudit -SecurityDescriptor $sd -Account 'Everyone' -AccessRights ReadData -RemoveSpecific
(Get-EveryoneAuditRule).FileSystemRights.HasFlag([System.Security.AccessControl.FileSystemRights]::Modify) | Should -BeTrue
}
It 'Should remove an audit entry that matches exactly' {
Remove-NTFSAudit -SecurityDescriptor $sd -Account 'Everyone' -AccessRights Modify -RemoveSpecific
Get-EveryoneAuditRule | Should -BeNullOrEmpty
}
}
Context 'With -PassThru' {
It 'Should return the audit entries of the item, not its access entries' -Skip:(-not $canReadAudit) {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'PassThru'
Add-NTFSAudit -Path $file -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None
Add-NTFSAudit -Path $file -Account 'BUILTIN\Users' -AccessRights Delete -InheritanceFlags None -PropagationFlags None
$result = @(Remove-NTFSAudit -Path $file -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None -PassThru)
$result | Should -Not -BeNullOrEmpty
$result | ForEach-Object -Process { $_ | Should -BeOfType [Security2.FileSystemAuditRule2] }
@($result | Where-Object -FilterScript { $_.Account.Sid -eq 'S-1-5-32-545' }) | Should -HaveCount 1
}
}
}
Describe 'Clear-NTFSAudit' {
Context 'When the item has an owner that the user cannot assign' {
BeforeAll {
$privateData['EnablePrivileges'] = $false
}
AfterAll {
$privateData['EnablePrivileges'] = $enablePrivileges
}
# Before 5.0.0-rc3, the cmdlet wrote the unchanged owner back, which Windows refuses without the Restore
# privilege (#34).
It 'Should remove the audit entries and keep the owner' -Skip:(-not ($canReadAudit -and $canAssignAnyOwner)) {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'ClearOtherOwner'
Assert-TestSandboxPath -Sandbox $sandbox -Path $file
Add-NTFSAudit -Path $file -Account 'Everyone' -AccessRights ReadData -InheritanceFlags None -PropagationFlags None
Set-TestOwner -Sandbox $sandbox -Path $file -Sid $trustedInstaller
Get-RestorePrivilegeState | Should -Be 'Disabled'
Clear-NTFSAudit -Path $file -ErrorVariable clearErrors -ErrorAction SilentlyContinue
$clearErrors | Should -BeNullOrEmpty
(Get-Acl -LiteralPath $file).GetOwner($sidType).Value | Should -Be $trustedInstaller
@(Get-NTFSAudit -Path $file -ExcludeInherited) | Should -BeNullOrEmpty
}
}
Context 'When the item has no SACL' {
# An item without audit entries can have no SACL at all, and Windows denies a write without any section.
# Before 5.0.0-rc3, the cmdlet also read and wrote the DACL, and in an elevated session it wrote the inherited
# access entries back as explicit copies.
It 'Should write no error and leave the access entries unchanged' -Skip:(-not $canReadAudit) {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'NoSacl'
Assert-TestSandboxPath -Sandbox $sandbox -Path $file
$audit = New-Object -TypeName 'Security2.FileSystemSecurity2' -ArgumentList (
(Get-Item2 -Path $file), [System.Security.AccessControl.AccessControlSections]::Audit
)
$audit.SecurityDescriptor.GetSecurityDescriptorSddlForm('Audit') | Should -BeNullOrEmpty
$inheritedCount = @((Get-Acl -LiteralPath $file).GetAccessRules($false, $true, $sidType)).Count
Clear-NTFSAudit -Path $file -ErrorVariable clearErrors -ErrorAction SilentlyContinue
$clearErrors | Should -BeNullOrEmpty
$acl = Get-Acl -LiteralPath $file
@($acl.GetAccessRules($true, $false, $sidType)) | Should -BeNullOrEmpty
@($acl.GetAccessRules($false, $true, $sidType)) | Should -HaveCount $inheritedCount
}
}
Context 'Without the Security privilege' {
# Before 5.0.0-rc3, the cmdlet read the security descriptor without its SACL, found no audit entries to remove,
# and finished without an error although nothing was changed; it also wrote the DACL back.
It 'Should write an error and leave the item unchanged' -Skip:$canReadAudit {
$file = New-TestSandboxItem -Sandbox $sandbox -Name 'NoPrivilege'
Assert-TestSandboxPath -Sandbox $sandbox -Path $file
$sddl = (Get-Acl -LiteralPath $file).Sddl
Clear-NTFSAudit -Path $file -ErrorVariable clearErrors -ErrorAction SilentlyContinue
$clearErrors | Should -HaveCount 1
$clearErrors[0].FullyQualifiedErrorId | Should -BeLike 'ClearAclError,*'
(Get-Acl -LiteralPath $file).Sddl | Should -BeExactly $sddl
}
}
}